In density functional theory (DFT), the Harris energy functional is a non-self-consistent approximation to the Kohn–Sham density functional theory.^[1] It gives the energy of a combined system as a function of the electronic densities of the isolated parts. The energy of the Harris functional varies much less than the energy of the Kohn–Sham functional as the density moves away from the converged density.

Background

Kohn–Sham equations are the one-electron equations that must be solved in a self-consistent fashion in order to find the ground state density of a system of interacting electrons:

${\displaystyle \left({\frac {-\hbar ^{2}}{2m}}\nabla ^{2}+v_{\rm {H}}[n]+v_{\rm {xc}}[n]+v_{\rm {ext}}(r)\right)\phi _{j}(r)=\epsilon _{j}\phi _{j}(r).}$

The density, ${\displaystyle n,}$ is given by that of the Slater determinant formed by the spin-orbitals of the occupied states:

${\displaystyle n(r)=\sum _{j}f_{j}\vert \phi _{j}(r)\vert ^{2},}$

where the coefficients ${\displaystyle f_{j}}$ are the occupation numbers given by the Fermi–Dirac distribution at the temperature of the system with the restriction ${\textstyle \sum _{j}f_{j}=N}$, where ${\displaystyle N}$ is the total number of electrons. In the equation above, ${\displaystyle v_{\rm {H}}[n]}$ is the Hartree potential and ${\displaystyle v_{\rm {xc}}[n]}$ is the exchange–correlation potential, which are expressed in terms of the electronic density. Formally, one must solve these equations self-consistently, for which the usual strategy is to pick an initial guess for the density, ${\displaystyle n_{0}(r)}$, substitute in the Kohn–Sham equation, extract a new density ${\displaystyle n_{1}(r)}$ and iterate the process until convergence is obtained. When the final self-consistent density ${\displaystyle n(r)}$ is reached, the energy of the system is expressed as:

${\displaystyle E[n]=\sum _{j\in {\text{occupied}}}\epsilon _{j}-{\tfrac {1}{2}}\int v_{\rm {H}}[n]n(r)\,\mathrm {d} r-\int v_{\rm {xc}}[n]n(r)\,\mathrm {d} r+E_{\rm {xc}}[n]}$.

Definition

Assume that we have an approximate electron density ${\displaystyle n_{0}(r)}$, which is different from the exact electron density ${\displaystyle n(r)}$. We construct exchange-correlation potential ${\displaystyle v_{\rm {xc}}(r)}$ and the Hartree potential ${\displaystyle v_{\rm {H}}(r)}$ based on the approximate electron density ${\displaystyle n_{0}(r)}$. Kohn–Sham equations are then solved with the XC and Hartree potentials and eigenvalues are then obtained; that is, we perform one single iteration of the self-consistency calculation. The sum of eigenvalues is often called the band structure energy:

${\displaystyle E_{\rm {band}}=\sum _{i}\epsilon _{i},}$

where ${\displaystyle i}$ loops over all occupied Kohn–Sham orbitals. The Harris energy functional is defined as

${\displaystyle E_{\rm {Harris}}[n_{0}]=\sum _{i}\epsilon _{i}-\int \mathrm {d} r^{3}v_{\rm {xc}}[n_{0}](r)n_{0}(r)-{\tfrac {1}{2}}\int \mathrm {d} r^{3}v_{\rm {H}}[n_{0}](r)n_{0}(r)+E_{\rm {xc}}[n_{0}]}$

Comments

It was discovered by Harris that the difference between the Harris energy ${\displaystyle E_{\rm {Harris}}}$ and the exact total energy is to the second order of the error of the approximate electron density, i.e., ${\displaystyle O((\rho -\rho _{0})^{2})}$. Therefore, for many systems the accuracy of Harris energy functional may be sufficient. The Harris functional was originally developed for such calculations rather than self-consistent convergence, although it can be applied in a self-consistent manner in which the density is changed. Many density-functional tight-binding methods, such as CP2K, DFTB+, Fireball,^[2] and Hotbit, are built based on the Harris energy functional. In these methods, one often does not perform self-consistent Kohn–Sham DFT calculations and the total energy is estimated using the Harris energy functional, although a version of the Harris functional where one does perform self-consistency calculations has been used.^[3] These codes are often much faster than conventional Kohn–Sham DFT codes that solve Kohn–Sham DFT in a self-consistent manner.

While the Kohn–Sham DFT energy is a variational functional (never lower than the ground state energy), the Harris DFT energy was originally believed to be anti-variational (never higher than the ground state energy).^[4] This was, however, conclusively demonstrated to be incorrect.^[5][6]

References